Compliance runs on a patchwork. Nobody can see the whole.
A regulated firm today operates ten to twenty disconnected point solutions, glued together by spreadsheets and manual operations. Three questions stay unanswerable:
What applies to us?
Which obligations attach to this firm — its entities, licenses, products, and activities — across every jurisdiction it touches. Not a generic list. Yours.
What covers it?
Which policies, controls, roles, systems, and procedures satisfy each obligation — and which obligations have nothing standing behind them at all.
Where's the evidence?
When the regulator, the auditor, or the board asks — the proof should be one query away, linked to the exact obligation it satisfies. Not a three-week fire drill.
Two sides. One brain. Always current.
The graph learns from both directions, continuously — so your compliance program is never a point-in-time snapshot again.
The world's rules, as they change
Laws, regulations, standards, and best practices are ingested, harmonized into unified obligations, and provenance-linked back to every source that asserts them.
- Statutes & rulebooks
- Regulatory guidance
- Industry standards
- Enforcement lessons
Your firm, as it runs
Live operational data flows in against canonical feeds — so every control shows its real state, and every obligation carries current, query-able evidence.
- Trades & orders
- Communications
- Clients & KYC
- Systems & approvals
One thesis. Three ways in.
An open standard anyone can adopt. A platform that executes it. A team that deploys it inside your firm.
CLHEAR — the open standard
Open sourceCompliance Lifecycle Harmonization, Efficiency, Assurance & Reliability. A vendor-neutral, machine-readable standard for the entire compliance lifecycle — a shared language of obligations, controls, evidence, and conformance that any firm, vendor, or auditor can adopt. Developed in the open, scrutinized by the industry, and continuously versioned as regulation evolves.
Stable requirement IDs[CLHEAR-6.1-R2]
Every requirement is testable and citable, with shall/should/may conventions borrowed from engineering standards.
Bidirectional by design
The graph must answer both ways in one query: from obligation to evidence, and from any piece of evidence back to the obligation it serves.
Provenance-linked
Each harmonized obligation traces back to every source instrument asserting it — SEC, FCA, ESMA, ASIC and beyond.
Assessed conformance
From Mapped (CL1) to fully Automated (CL4), with independent assessment at the highest levels.
Reg42 OS, with Solon inside
The platformThe operating system that runs CLHEAR. At its center is Solon — a CLHEAR-native reasoning agent you can talk to, working over your firm's living compliance graph. The OS grows into a complete suite that automates and centralizes the whole compliance program: one place for obligations, controls, monitoring, evidence, and audit.
Blueprint vs. Actual
The standard projects the program you should have; your data shows the one you do. The delta is your gap analysis — live, not annual.
Ask Solon anything
"Which obligations are uncovered in our EU entity?" "Show the evidence behind our best-execution control." Answered from the graph, with sources.
Private AI, your perimeter
Self-hosted, open-weight models. Client data never leaves your environment; frozen checkpoints make every AI decision reproducible in audit.
Everything leaves a trail
Full audit and why-trail on every action; AI-drafted changes require named human approval. Built for the accountability regime, not around it.
Professional Services — forward-deployed
Available nowHands-on engagements led by the team that built and ran compliance technology inside a global broker for a decade. We embed with your compliance and technology teams to replace legacy vendors with AI, close open gaps, and give leadership a holistic view of the compliance posture — outcomes, not slideware.
reduction in compliance technology and operations cost, through consolidation and AI — depending on your current stack.
to answer regulatory and internal inquiries, with evidence linked to obligations instead of assembled by hand.
open findings and uncovered obligations remediated with controls that write their own evidence.
a live, board-ready picture of the entire program — and AI-assisted policy making on top of it.
Regulators say senior management owns AI failures. We built for exactly that.
ESMA, the FCA, and ASIC converge on one conclusion: accountability for AI cannot be delegated to a vendor. Every capability in Reg42 passes four non-negotiable gates before it touches production.
GATE 01Security guardrails
Hard boundaries on what AI can access and act on — enforced in architecture, not policy documents.
GATE 02Audit & why-trail
Every action records what was done, on what data, and why — reconstructable for any past moment.
GATE 03Accuracy, evidenced
Measured against evaluation suites with a hard accuracy floor before anything is trusted in production.
GATE 04Named human approval
AI drafts; accountable people decide. Every AI-proposed change to the register carries a named approver.
"Regulators didn't raise the barrier for us. They raised it for everyone who treats AI as a demo."
— Avner Yoffe, Founder · a decade building RegTech surveillance inside a global brokerHelp build the compliance brain the industry runs on.
Three ways to be part of it from the beginning — each with the standing that only being first confers.
Consulting engagement
Forward-deployed work with game-changing outcomes: cost, gaps, inquiry response, posture visibility. Available immediately.
or email directly →Design partnership
Shape the Reg42 OS as one of a small cohort of first adopters — roadmap influence, priority, and founding terms.
or email directly →Advisory board
Legal, compliance, technology, Big-4 audit, operations. An open standard is only as credible as the experts who've torn it apart.
or email directly →Direct line: avner@reg42.ai · Hands-on evaluation: request sandbox access